證券期貨領域嚴重違法失信的典型案例——利用非公開信息交易/老鼠倉
（YI）DINGYI
ZHENGQUANCONGYERENYUANZAIZIJIDEZHANGHUHUOZIJIKONGZHIDEZHANGHUZHONGXIANYUGONGSISUOGUANLIDEJIJINMAIMAIXIANGGUANGUPIAO，HUOZHEYUGONGSISUOGUANLIDEJIJINTONGBUMAIMAIXIANGGUANZHENGQUAN。
（ER）FALVZEREN
(1)XINGSHIZEREN
√GOUCHENGFANZUIDE，YIFAZHUIJIUXINGSHIZEREN。
(2)XINGZHENGZEREN
√ZELINGYIFACHULIFEIFACHIYOUDEGUPIAO；
√MEISHOUWEIFASUODE,BINGCHUYIMAIMAIGUPIAODENGZHIYIXIADEFAKUAN；
√QUXIAOCONGYEZIGE
(3)MINSHIZEREN
√GEIJIJINCAICHANHUOZHEJIJINFENECHIYOURENZAOCHENGSUNHAIDE，YIFACHENGDANPEICHANGZEREN。
（SAN）ANLI
HANMOUAN
【DANGSHIREN】
HANMOU，NAN，CENGRENXXJIJINGONGSIJIJINJINGLI
【WEIFASHISHI】
2009NIAN1YUE6RIHANMOUDANRENXXJIJINDEJIJINJINGLIQIZHIWEIFAXINGWEIFAXIANDESHIJIAN2009NIAN8YUE21RI，HANMOULIYONGZHIWUBIANLIJISUOHUOQUDEJIJINTOUZIJUECEXINXI，YUQIZISHIMOUDENGRENTONGGUOWANGLUOXIADANDEFANGSHI，GONGTONGCAOZUOHANMOUBIAOMEIWANGMOUYUZHAOSHANGZHENGQUANSHENZHENSHATOUJIAOJINRONGLUYINGYEBUKAILIDETONGMINGZHENGQUANZHANGHUCONGSHIGUPIAOJIAOYI，XIANYUHUOYUHANMOUGUANLIDEXXJIJINTONGBUMAIRUBINGXIANYUHUOYUXXJIJINTONGBUMAICHUXIANGGUANGEGU；HUOZAIXXJIJINJIANCANGJIEDUANMAIMAIXIANGGUANGEGU，SHEJI“JINMAJITUAN”、“NINGBOHUAXIANG”、“AOYANGKEJI”、“JIANGNANGAOXIAN”DENGGUPIAO15ZHI，QIZHONG，2009NIAN2YUE28RI《XINGFAXIUZHENGAN（QI）》GONGBUSHIXINGHOUZHI8YUE21RIQIJIAN，QIANSHUJIAOYISHEJI“JINMAJITUAN”DENGGUPIAO14ZHI。
【XINGZHENGCHUFA】
DANGSHIRENSHANGSHUXINGWEI，WEIFANLE《JIJINFA》DISHIBATIAOYIJI《ZHENGQUANFA》DISISHISANTIAODEGUIDING，GOUCHENGLE《JIJINFA》DIJIUSHIQITIAOYIJI《ZHENGQUANFA》DIYIBAIJIUSHIJIUTIAOSUOSHUWEIFAXINGWEI。TONGSHI，HANMOUZAI2009NIAN2YUE28RIZHI8YUE21RIQIJIANDEXINGWEIHUANGOUCHENG《ZHONGHUARENMINGONGHEGUOXINGFA》DIYIBAIBASHITIAODISIKUANGUIDINGDELIYONGWEIGONGKAIXINXIJIAOYIZUI。JINGGUANGDONGSHENGSHENZHENSHIFUTIANQURENMINFAYUANGONGKAIKAITINGSHENLI，HANMOUFANLIYONGWEIGONGKAIXINXIJIAOYIZUI，BEIYIFAPANCHUYOUQITUXINGYINIAN，BINGCHUFAJIN310,000YUAN；ZANGKUAN303,274.46YUANYUYIMEISHOU。JIEZHIBENCHUFAJUEDINGSHUZUOCHUSHI，QIANSHUPANJUEYISHENGXIAO。
WOHUIRENWEI，HANMOUWEIFAXINGWEIDESHISHIQINGCHUQIEGOUCHENGFANZUI，WEIFAQINGJIEYUSHEHUIWEIHAIHOUGUOJUNSHIFENYANZHONG，YIFAYINGYUYANCHENG。GENJUDANGSHIRENWEIFAXINGWEIDESHISHI、XINGZHI、QINGJIEYUSHEHUIWEIHAICHENGDU，YIJU《JIJINFA》DIJIUSHIQITIAODEGUIDING，WOHUIJUEDING：QUXIAOHANMOUDEJIJINCONGYEZIGE。
