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證券期貨領域嚴重違法失信的典型案例——內幕交易、泄露內幕信息

發布者:發布時間:2017-12-20 瀏覽次數:2132次

(YI)DINGYI

NEIMUJIAOYIXINGWEISHIZHIZHENGQUANJIAOYINEIMUXINXIZHIQINGRENYUANHUOFEIFAHUOQUNEIMUXINXIDEREN,ZAINEIMUXINXIGONGKAIQIANMAIMAIXIANGGUANZHENGQUAN,HUOZHEXIELUGAIXINXI,HUOZHEJIANYITARENMAIMAIXIANGGUANZHENGQUANDEXINGWEI。

(ER)FALVZEREN

(1)XINGSHIZEREN

√QINGJIEYANZHONGDE,CHUWUNIANYIXIAYOUQITUXINGHUOZHEJUYI,BINGCHUHUOZHEDANCHUWEIFASUODEYIBEIYISHANGWUBEIYIXIAFAJIN;

√QINGJIETEBIEYANZHONGDE,CHUWUNIANYISHANGSHINIANYIXIAYOUQITUXING,BINGCHUWEIFASUODEYIBEIYISHANGWUBEIYIXIAFAJIN。

(2)XINGZHENGZEREN

√DUIZHIJIEFUZEDEZHUGUANRENYUANHEQITAZHIJIEZERENRENYUANGEIYUJINGGAO,ZANTINGHUOZHEQUXIAOJIJINCONGYEZIGE,BINGCHUSANWANYUANYISHANGSANSHIWANYUANYIXIAFAKUAN;

√ZELINGYIFACHULIFEIFACHIYOUDEZHENGQUAN,MEISHOUWEIFASUODE,BINGCHUYIWEIFASUODEYIBEIYISHANGWUBEIYIXIADEFAKUAN;

√MEIYOUWEIFASUODEHUOZHEWEIFASUODEBUZUSANWANYUANDE,CHUYISANWANYUANYISHANGLIUSHIWANYUANYIXIADEFAKUAN;

√DANWEICONGSHINEIMUJIAOYIDE,HUANYINGDANGDUIZHIJIEFUZEDEZHUGUANRENYUANHEQITAZHIJIEZERENRENYUANGEIYUJINGGAO,BINGCHUYISANWANYUANYISHANGSANSHIWANYUANYIXIADEFAKUAN;

√ZHENGQUANJIANDUGUANLIJIGOUGONGZUORENYUANJINXINGNEIMUJIAOYIDE,CONGZHONGCHUFA。

(3)MINSHIZEREN

√NEIMUJIAOYIXINGWEIGEITOUZIZHEZAOCHENGSUNSHIDE,XINGWEIRENYINGDANGYIFACHENGDANPEICHANGZEREN。

(SAN)ANLI

GENGMOUMOUNEIMUJIAOYIAN

【DANGSHIREN】

GENGMOUMOU,NAN,SHIRENXXXDONGSHICHANG,

【WEIFASHISHI】

2006NIANCHU,WEIGEIDACHENGGUFENXUNZHAOHEZUOHUOBAN,XXXDONGSHICHANGGENGMOUMOUZAIZIBOSHILINGDAOANPAIXIAYUZHONGGUOHUAGONGJITUAN(YIXIAJIANCHENGZHONGHUAJITUAN)QUDELELIANXI。2006NIAN3YUE,ZHONGHUAJITUANJIANGXXXHEZUODESHIYIJIAOGEIQIQUANZIZIGONGSIZHONGGUOHUAGONGNONGHUAZONGGONGSI(YIXIAJIANCHENGZHONGNONGHUA)BANLI,GENGMOUMOUXIANGZHONGNONGHUABIAODALEZIBOSHIZHENGFUHEQIYEXUNQIUHEZUODEYAOQIU,JINXINGGOUTONGXIESHANG。2006NIAN4YUE,ZHONGNONGHUAPAIYUANSHIDICHAKANLEXXXDESHENGCHANJINGYINGQINGKUANG,BINGYU4YUEXIAXUNDUIXXXJINXINGLESHENJIPINGGU。2006NIAN5YUE30RI,ZHONGNONGHUAZONGJINGLIDAIDUIDAOZIBOYUZIBOSHICAIZHENGJU(DANGSHIXXXDEKONGGUGUDONG)JINXINGQIYEZHONGZUDESHANGTAN,SHUANGFANGCONGGEDAFANGMIANDOUDACHENGLEYIZHIYIJIAN。5YUE31RI,TANPANSHUANGFANGQIANDINGZICHANZHONGZUDEKUANGJIAXIEYI,YUEDINGZIBOSHICAIZHENGJUJIANGQICHIYOUDEXXXQUANBUGUOJIAGUYIGUOYOUZICHANWUCHANGHUAZHUANDEFANGSHIZHUANRANGGEIZHONGNONGHUA,ZHONGNONGHUABAOZHENGZAI“SHIYIWU”QIJIANDUIXXXZONGTOURUBUSHAOYU10YIYUAN。XXXDONGSHICHANGGENGMOUMOUCANJIALECICIHUITAN。8YUE17RI,ZIBOSHICAIZHENGJUTONGZHIXXXQIANSHUZICHANZHONGZUXIEYISHIXIANG,XXXSUIJIFABUGONGGAO,PILULEZIBOSHICAIZHENGJUYUZHONGNONGHUAQIANDINGZICHANZHONGZUXIEYIDEQINGKUANG。HOULAI,ZAIXIEYIDESHIJIZHIXINGGUOCHENGZHONG,YOUYUZHONGZHONGYUANYIN,SHUANGFANGZHIXINGXIEYIBUDAOWEI。

2007NIAN,GENGMOUMOUJINGRENJIESHAO,LEJIEDAOZHONGGUONONGYESHENGCHANZILIAOJITUANGONGSI(YIXIAJIANCHENGZHONGNONGZI)YIYUZAIGUONEISHOUGOUSHENGCHANQIYEDEQINGKUANG。2007NIAN7YUE18RI,GENGMOUMOUDAOBEIJINGYUZHONGNONGZIYOUGUANRENYUANCHUBUGOUTONG,LEJIEZHONGNONGZIJIBENQINGKUANGJIZHONGNONGZIZHONGZUXXXYIXIANGDEJIBENXIANGFA。7YUE24RI,SHUANGFANGQIANDINGBAOMIXIEYI,ZHONGNONGZIPAICHUDUOMINGSHENJI、PINGGURENYUANDAOXXXDIAOCHALEJIEQINGKUANG,CHIXUSHIJIANJINYIGEYUE。8YUE23RI,ZHONGNONGZIPAIRENYUZIBOSHICAIZHENGJU(DANGSHIXXXDEKONGGUGUDONG)SHANGTAN,CHUBUDACHENGLEZHONGNONGZICHUZIGOUMAIXXXGUOYOUGUDEYUANZE。GENGMOUMOUCANJIALEZHECIHUIYI。8YUE24RI,“XXX”GUJIAZHANGTING,XXXXIANGSHANGHAIZHENGQUANJIAOYISUOBAOGAOLEZIBOSHIZHENGFUDEZHONGZUYITU。8YUE27RI,“XXX”GUJIAJIXUZHANGTING,8YUE28RI,“XXX”TINGPAI。8YUE29RI,XXXFABUGONGGAO,CHENGJINRIJIEDAOKONGGUGUDONGZIBOSHICAIZHENGJUTONGZHI,NIZHONGZHIYUZHONGNONGHUAQIANDINGDE《SHANDONGDACHENGNONGYAOGUFENYOUXIANGONGSIZICHANZHONGZUXIEYISHU》,CHUBUJUEDINGYUZHONGNONGZISHISHIZICHANZHONGZU。9YUE17RI,XXXFABUGONGGAO,CHENGGONGSIKONGGUGUDONGYUZHONGNONGZIZAIZHONGDAWENTISHANGCUNZAIFENQIBUZAISHANGTANZHONGZUSHIYI,YUANXIANYUZHONGNONGHUAQIANDINGDE《SHANDONGDACHENGNONGYAOGUFENYOUXIANGONGSIZICHANZHONGZUXIEYISHU》SHANGWEIJIECHU,SHUANGFANGJIANGJINYIBUSHANGYICUJINYUANXIEYIJIXUZHIXINGDEFANGAN。DANGRI,“XXX”FUPAN。

2006NIAN7YUE19RI,GENGMOUMOUSHIYONGZIJIKONGZHIDE“WANGMOUMOU”ZHANGHU,YI2.94YUANMAIRU“XXX”20,000GU,7YUE25RIYI3.01YUANQUANBUMAICHU;8YUE3RIZHI8YUE9RI,GONGMAIRU“XXX”92,279GU,MAIRUJUNJIAYUEWEI2.91YUAN,8YUE10RIYI2.93YUANMAICHU40,000GU;8YUE14RIGONGMAIRU“XXX”100,000GU,MAIRUJUNJIAWEI2.83YUAN,8YUE16RIZHI8YUE23RIJIANGSUOCHIDE152,279GU“XXX”QUANBUMAICHU。

2007NIAN8YUE27RI,GENGMOUMOUSHIYONGZIJIKONGZHIDE“WANGMOUMOU”ZHANGHU,YI8.04YUANMAIRU“XXX”7,900GU,BINGYU10YUE15RIYI9.25YUANQUANBUMAICHU。

GENGMOUMOUSHIYONGZIJIKONGZHIDE“LIMOU”ZHANGHU,CONG2007NIAN3YUE1RIKAISHIJIAOYI“XXX”GUPIAO。2007NIAN7YUE31RIZHI8YUE22RILEIJIMAIRU“XXX”207,600GU,MAIRUJUNJIAYUEWEI7.45YUAN,BINGYU10YUE15RIQUANBUMAICHUZHANGHUSUOCHIYOUDE360,000GU“XXX”,MAICHUJUNJIAWEI9.51YUAN。

【XINGZHENGCHUFA】

DUIGENGMOUMOUCHUYI5WANYUANFAKUAN。